Charged with Investment Fraud or Financial Crime in St. Louis? Hereโ€™s What You Need to Know

Charged with Investment Fraud or Financial Crime in St. Louis? Hereโ€™s What You Need to Know

by | Jun 9, 2025 | Criminal Law, White Collar Crime

Facing criminal charges for investment fraud or another financial crime in St. Louis is a serious matter. These white-collar crimes often involve complex financial transactions, federal investigations, and aggressive prosecution. If you or someone you know is under investigationโ€”or has already been chargedโ€”itโ€™s critical to understand your rights and seek legal guidance immediately.

At Rogers Sevastianos & Bante, LLP, our experienced St. Louis criminal defense attorneys have represented clients across a wide range of white-collar cases. We understand how devastating these charges can be to your future, career, and reputationโ€”and weโ€™re here to help.

What Is Investment Fraud?

Investment fraud typically involves deceitful practices in the offer, purchase, or sale of investments such as stocks, bonds, or commodities. Federal authorities often take the lead in investigating and prosecuting these cases. Common examples include:

  • Ponzi and pyramid schemes
  • Insider trading
  • Misrepresenting financial risks or returns
  • Unauthorized or excessive trading by brokers
  • Fraudulent investment solicitations

These crimes can be prosecuted under both Missouri and federal law, and the consequences are often severe.

Other Financial Crimes We Defend Against

In addition to investment fraud, our St. Louis defense team represents clients facing a range of other financial fraud charges:

These charges frequently carry lengthy prison terms, substantial fines, asset forfeiture, and lasting damage to your professional standing.

Why Financial Crime Charges Are Complex

Financial crime cases are often highly technical, requiring analysis of documents, electronic communications, and financial records. Prosecutors typically work with forensic accountants and industry experts to build their case.

Itโ€™s important to remember that many financial crimes are intent-basedโ€”meaning the prosecution must prove you acted knowingly and with criminal intent. This opens the door to a range of legal defenses, especially in situations involving:

  • Clerical or accounting errors
  • Unintentional misstatements
  • Ambiguous business transactions
  • Involvement without direct knowledge

What To Do If You’re Being Investigated in St. Louis

If you suspect youโ€™re under investigationโ€”or youโ€™ve already been contacted by authoritiesโ€”the most important step you can take is to speak with a criminal defense attorney immediately. Do not attempt to explain yourself to investigators without legal representation.

At Rogers Sevastianos & Bante, LLP, we are known for our strong track record defending clients against serious financial crime allegations in the St. Louis area. Our team is ready to help you:

  • Understand the scope and implications of your case
  • Protect your rights during investigation and questioning
  • Strategically review financial evidence
  • Negotiate with federal or state prosecutors
  • Develop a strong, tailored legal defense

You Deserve a Strong Defense

Whether youโ€™re a financial professional, small business owner, or someone caught in the middle of a complex situation, facing financial crime charges doesnโ€™t make you guilty. Our legal team in St. Louis is here to protect your rights, your reputation, and your future.


Disclaimer: The information in this blog is for general informational purposes only and does not constitute legal advice. Every legal situation is unique, and you should consult an attorney for personalized guidance on your specific circumstances.

If you are facing charges or under investigation for investment fraud or financial crimes in St. Louis, contact Rogers Sevastianos & Bante, LLP today to schedule a confidential consultation with an experienced defense attorney.

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